Related Books
Language: en
Pages: 974
Pages: 974
Type: BOOK - Published: 1967 - Publisher:
Language: en
Pages: 1100
Pages: 1100
Type: BOOK - Published: 1997 - Publisher: Aspen Publishers
This is the first book to focus solely and comprehensively on the sections of the Investment Company Act of 1940 that deal with exemptions and exceptions, many
Language: en
Pages: 624
Pages: 624
Type: BOOK - Published: 1937 - Publisher:
Language: en
Pages: 1060
Pages: 1060
Type: BOOK - Published: 2013-01-01 - Publisher: Wolters Kluwer
Investment Adviser's Legal and Compliance Guide, Second Edition is an invaluable guide written to assist attorneys and investment advisers in both drafting thei
Language: en
Pages: 0
Pages: 0
Type: BOOK - Published: 2006 - Publisher:
Investment Adviser Regulation: A Step-by-Step Guide to Compliance and the Law gives you the thorough regulatory guidance you need to understand the rules curren