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SEC, Oversight of the EDGAR System
Language: en
Pages: 364

SEC, Oversight of the EDGAR System

Authors: United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Oversight and Investigations
Categories: EDGAR (Information retrieval system)
Type: BOOK - Published: 1985 - Publisher:

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Official List of Section 13(f) Securities
Language: en
Pages: 182

Official List of Section 13(f) Securities

Authors:
Categories: Securities
Type: BOOK - Published: 1981 - Publisher:

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Investigation of Failure of the SEC to Uncover Bernard Madoff's Ponzi Scheme
Language: en
Pages: 477

Investigation of Failure of the SEC to Uncover Bernard Madoff's Ponzi Scheme

Authors: H. David Kotz
Categories: Biography & Autobiography
Type: BOOK - Published: 2010-03 - Publisher: DIANE Publishing

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Contents: (1) Results of the Invest.; (2) SEC Review of 2000 and 2001 Markopolos Complaints: (3) SEC 2004 OCIE Cause Exam. of Madoff; (4) SEC 2005 NERO Exam. of
Securities Market Issues for the 21st Century
Language: en
Pages: 476

Securities Market Issues for the 21st Century

Authors: Merritt B. Fox
Categories: Securities
Type: BOOK - Published: 2018 - Publisher:

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SEC Oversight
Language: en
Pages: 272

SEC Oversight

Authors: United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications, Consumer Protection, and Finance
Categories: Brokers
Type: BOOK - Published: 1986 - Publisher:

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